006 October 2008
DEPARTMENTS Legal & Enforcement Market Surveillance Corporate Finance & Inv. Mgt Research & Market Development Information Technology Administration & Human Resource Accounting Internal Audit
INVESTOR INFORMATION About Investing Licenced Operators
About Investing & Licenced Operators ------------------------- Securities Collective Investment Schemes Licenced Broker-Dealers Licenced Investment Advisers Licenced Custodians Licenced Mutual Funds Licenced Unit Trust Licenced Trustees
LAWS AND REGULATIONS Securities Industry Law (PNDC Law 333) Securities Industry Amendment Act (Act 590) Unit Trust & Mutual Fund Regulations (L.I 1695) SEC Regulations, 2003 (L.I 1728) Foreign Exchange Act 2006, Act 723 (*New)
MARKET GUIDANCE CIRCULARS
Market Guidance For The Issue Of Securities Periodic Compliance Reports By Broker-Dealers & Inv. Advisers Market Guidance Notes On Unclaimed Dividends On Impositions & Publication of Sanctions Appointment By Issuers of Independent Agencies (IPOs) Appointment By Issuers of Independent Registrars (IPOs) On Initial Public Offer (IPO) And Rights Issues
PUBLICATIONS AND FORMS Annual Reports Publications Speeches & Presentations
Brochures ----------------------------------- Corporate Governance Manual Investor's Guide to UT & MF Getting Started, UT &MF AHC Procedures Who we are, What we do
FREQUENTLY ASKED QUESTIONS(FAQ) Investment FAQ
OTHER LINKS Ghana Stock Exchange Ghana Statistical Service The Republic of Ghana ISSER, Ghana Ghana Web News Centre for Policy Analysis (CEPA) Inter. Org. of Securities Commissions SEC, Nigeria US Securities & Exchange Comm. Financial Services Authority -UK Financial Services Board of South Africa Investment education Guardian News Dow Jones Reuters